Regulatory Standards

Disclosures & Regulatory Compliance

Paramount Associates Wealth Management | Registered Investment Advisor

Investment Advisory Disclosure

Paramount Associates Wealth Management is a registered investment adviser registered with the Securities and Exchange Commission (SEC). Registration of an investment adviser does not imply any level of skill or training. Information presented here is for educational purposes only and does not intend to make an offer or solicitation for the sale or purchase of any securities or investment strategies.

Form ADV & Form CRS (Client Relationship Summary)

As a registered investment adviser, Paramount Associates files and updates our Form ADV Part 1, Part 2A brochure, and Form CRS annually. These documents provide transparent details regarding:

  • Our fee schedules and transparent advisory fees based on assets under management.
  • Investment methodologies, asset allocation models, and risk management strategies.
  • Code of ethics, fiduciary obligations, and non-commission compensation structure.
  • Biographical and professional credential details of our advisory partners and portfolio managers.

GIPS® Compliance Disclosure

Paramount Associates claims compliance with the Global Investment Performance Standards (GIPS®). GIPS® is a registered trademark owned by CFA Institute. CFA Institute does not endorse or promote this organization, nor does it warrant the accuracy or quality of the content contained herein.

Obtaining Additional Documentation

To obtain copies of our current Form ADV Part 2A Brochure, Part 2B Brochure Supplements, Form CRS, or GIPS-compliant composite presentations, please contact our office at (303) 999-2880 or email info@paramountassoc.com.