Compliance & Legal

Privacy Policy

Effective Date: January 1, 2026 | Paramount Associates Wealth Management

Our Commitment to Safeguarding Your Privacy

Paramount Associates Wealth Management ("Paramount Associates", "we", "us", or "our") respects your privacy and is dedicated to protecting the personal and financial information entrusted to us. As a registered investment advisor, we maintain the highest physical, electronic, and procedural safeguards that comply with federal standards to guard your non-public personal information.

Information We Collect

In order to provide comprehensive wealth management and fiduciary financial planning services, we collect non-public personal information about you from the following sources:

  • Information we receive from you on applications, client onboarding questionnaires, or investment agreements (e.g., name, address, Social Security number, assets, net worth, income).
  • Information about your transactions with us, our custodians (e.g., Charles Schwab, Fidelity), or others (e.g., account balances, trading history, deposits and withdrawals).
  • Information we receive from you during reviews, financial plan updates, tax documents, estate planning wills/trusts, and retirement plans.

Information We Disclose

We do not sell, rent, or trade your personal information to any third party for marketing or commercial purposes. We disclose non-public personal information only as permitted or required by law, including:

  • To unaffiliated third-party service providers (such as custodians, clearing firms, portfolio accounting platforms, and reporting vendors) who assist us in servicing your accounts.
  • To government regulators, compliance auditors, and law enforcement agencies when required by regulatory statute or court order.
  • To your designated professional advocates (such as your CPA, estate planning attorney, or tax preparer) upon your explicit authorization.

Security of Your Data

We restrict access to non-public personal information about you to those employees and partners who need to know that information to provide products or services to you. We maintain physical, electronic, and procedural safeguards that meet or exceed industry standards.

Contact Our Chief Compliance Officer

If you have any questions or concerns regarding our privacy policies or data protection protocols, please contact:

Paramount Associates Wealth Management
Attn: Compliance Department
5445 DTC Parkway, Penthouse 4
Greenwood Village, CO 80111
Phone: (303) 999-2880 | Email: info@paramountassoc.com